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TST
Volume 13, Number 1, March 2020
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Page(s) | 1 - 21 | |
DOI | https://doi.org/10.1051/tst/2020131001 | |
Published online | 31 March 2020 |
Invited Paper
Gyro-devices – natural sources of high-power high-order angular momentum millimeter-wave beams
1
Institute for Pulsed Power and Microwave Technology (IHM), Karlsruhe Institute of Technology (KIT), Kaiserstr. 12, 76131 Karlsruhe, Germany
2
Institute of Radiofrequency Engineering and Electronics (IHE), Karlsruhe Institute of Technology (KIT)Kaiserstr. 12, 76131 Karlsruhe, Germany
* Email: manfred.thumm@kit.edu
Received:
23
January
2020
The Orbital Angular Momentum (OAM) carried by light beams with helical phasefront (vortex beams) has been widely employed in many applications such as optical tweezers, optical drives of micro-machines, atom trapping, and optical communication. OAM provides an additional dimension (diversity) to multiplexing techniques, which can be utilized in addition to conventional multiplexing methods to achieve higher data rates in wireless communication. OAM beams have been thoroughly studied and used in the optical regime but in the mm-wave and THz-wave region, they are still under investigation. In these frequency bands, there are difficulties associated with beam-splitting and beam-combining processes as well as with the use of spiral phase plates and other methods for OAM generation, since the wavelength is much larger compared to those at optical frequencies, leading to higher diffraction losses.
The present paper describes the natural generation of high-power OAM modes by gyro-type vacuum electron devices with cylindrical interaction circuit and axial output of the generated rotating higher-order transverse electric mode TEm,n, where m > 1 and n are the azimuthal and radial mode index, respectively. The ratio between the total angular momentum (TAM) JN and total energy WN of N photons is given by m/ω, where ω is the angular frequency of the operating mode, which in a gyrotron oscillator is close to the TEm,n-mode cutoff frequency in the cavity. Therefore, m/ω = Rc/c, where Rc is the caustic radius and c the velocity of light in vacuum. This means that the OAM is proportional to the caustic radius and at a given frequency the same for all modes with the same azimuthal index m. Right-hand rotation (co-rotation with the electrons) corresponds to a positive value of m and left-hand rotation to negative m. The corresponding OAM mode number (topological charge) is l = m – 1. Circularly polarized TE1n modes only possess a Spin Angular Momentum (SAM: s = ±1). TE0n modes have neither SAM nor OAM.
This is the result of the photonic (quasi-optical) approach to derive the TAM of modes generated in gyrotrons. The same result follows from the electromagnetic (EM) wave approach for the TAM within a given waveguide volume per total energy of the EM wave in the same volume.
Such high-power output beams with very pure higher-order OAM, generated by gyrotron oscillators or amplifiers (broadband) could be used for multiplexing in long-range wireless communications. The corresponding mode and helical wavefront sensitive detectors for selective OAM-mode sorting are available and described in the present paper.
Key words: Orbital angular momentum (OAM) / Spin angular momentum (SAM) / Millimeter-wave and THz-wave vortex beams / Gyrotron / Gyro-amplifiers / Long-range wireless communication / Multiplexing / Diversity
© The Author(s) 2020
This is an Open Access article distributed under the terms of the Creative Commons Attribution License CC-BY (http://creativecommons.org/licenses/by/4.0), which permits unrestricted use, distribution, and reproduction in any medium, except for commercial purposes, provided the original work is properly cited.
1. Introduction
Electromagnetic (EM) waves carry linear and angular momentum [1]. The linear momentum is associated with the Poynting vector , which represents the directional energy flux (the energy transfer per unit area per unit time, measured in W/m2). The total angular momentum (TAM) of paraxial EM wave beams can be described as the sum of spin angular momentum (SAM) and orbital angular momentum (OAM), where the SAM is associated with the polarization state [2, 3]. The SAM per photon is given by s ∙ћ, where ћ is the Planck constant divided by 2π and -1 ≤ s ≤ 1. SAM-state s = 0 corresponds to linear polarization and s = ± 1 to right-handed circular polarization (RHCP) and left-handed circular polarization (LHCP), respectively. In between, the wave beam is elliptically polarized. The OAM is related to the spatial wave front with the azimuthal phase distribution exp(-jlφ), where φ is the azimuthal angle and l is any integer, the so-called topological charge or OAM state number [4]. The OAM per photon is given by l∙ћ, with positive l for right-handed and negative l for left-handed phase rotation. EM wave beams carrying OAM (often called vortex beams) exhibit unique features like azimuthal phase changes in a plane perpendicular to the beam axis (helical phase fronts) and an amplitude singularity (annular doughnut shape) in the propagation direction. The amount of phase front twisting is determined by the OAM state number l (|l| phase spirals). EM wave beams with different OAM are mutually orthogonal, allowing them to be multiplexed together at the same carrier frequency along the same propagation axis and de-multiplexed with low crosstalk. Therefore, in addition to conventional multiplexing methods to achieve higher data rates, OAM can be an effective means to increase the channel capacity and spectral efficiency in wireless communication technology by a factor equal to the number of available OAM states (OAM diversity) [5].
OAM beams have been thoroughly studied and used in the optical regime for high-speed, terabit OAM multiplexing wireless communications [5] and in the areas of sensitive optical detection, orientational manipulation (optical tweezers), optical drives of micro-machines, atom trapping, quantum information processing and biology microscopy [6, 7].
Despite the various applications of OAM, it is still a challenging task to generate OAM beams with pure and controllable topological charge state l. Many methods have been developed to realize such OAM modes, including spiral phase plates (SPPs), holographic diffraction gratings (pitch-fork hologram), birefringent liquid crystals (Q-plate), spiral reflectors, specific array antennas, and anisotropic frequency selective surfaces (meta-surfaces) [8, 9, and references given there]. In the microwave and mm-wave region there are difficulties associated with diffraction losses since the wavelength is much larger compared to those at optical frequencies. Reviews on the state-of-the-art and applications in this frequency region are given in [10, 11]. Record values in high-capacity mm-wave communications with OAM multiplexing have been reported in [12]. In this article eight multiplexed 28 GHz OAM beams (l = ± 1 and ± 3 on each of two orthogonal polarizations), generated by SPPs, each carrying a 4×1 Gbit/s (4 bits per symbol) quadrature amplitude modulation (16-QAM) signal, thereby achieving a capacity of 32 Gbit/s, were transmitted over a distance of 2.5 m with a spectral efficiency of ≈ 16 bit/(s∙Hz). All the eight OAM channels were recovered with bit-error rates (BERs) below 3.8x10−3.
The present paper shows that gyrotron oscillators and gyro-amplifiers are natural sources of high-power mm-wave beams with very pure higher-order OAM, which can be used for multiplexing in long-range wireless communication. The corresponding mode and helical wavefront sensitive detectors for selective OAM-mode sorting are available and also described in this report. Section 2 gives an overview on gyro-devices and their interaction principles. The OAM and SAM characteristics of rotating gyrotron cavity modes are discussed in Section 3. Section 4 shows examples of high-power, high-order gyrotron OAM beam transmitters and Section 5 introduces to corresponding mode and helical wavefront selective receivers for OAM mode sorting. Finally, Section 6 gives the conclusions and summarizes the present results.
2. Gyro-devices
Gyro-devices are electron cyclotron masers in which electromagnetic (EM) waves with the angular frequency ω are generated by relativistic electrons gyrating in an external longitudinal magnetic field with a perpendicular velocity v⊥ [13]. The resonance condition between the periodic rotation of the electrons and the EM wave (TE mode) in the interaction circuit is
(1)where k|| is the characteristic axial wavenumber of the EM wave in the interaction structure, v|| is the longitudinal electron drift velocity and Ωc = Ωco/γ is the relativistic electron cyclotron frequency.
The non-relativistic electron cyclotron frequency Ωco is given by
(2)where e and mo are the electrical charge and rest mass of an electron and B is the magnitude of the cavity magnetic field. The relativistic Lorentz factor γ can be simply calculated from
(3)where c is the free-space velocity of light and Vb the acceleration voltage of the electron beam in kV. In the present paper, the field vector
is pointing to the output of the interaction circuit.
Gyrotrons are oscillators, which mainly employ weakly relativistic electron beams (Vb ≤ 80 kV, γ ≤ 1.16) with high transverse momentum (velocity ratio α = v⊥/v|| = 1.2-1.5) [13, 14]. The wave vector of the EM wave in the cavity is almost transverse to the direction of the longitudinal magnetic field (k⊥ >> k|| and the Doppler shift is small), resulting, according to eq. (1), in wave generation near the electron cyclotron frequency or one of its harmonics:
In gyrotrons with cylindrical waveguide cavity, the operating TEm,n mode is close to cutoff, which means vph = ω/kz >> c and the frequency mismatch ω - qΩc is small but positive in order to achieve correct phasing, i.e. keeping the azimuthal electron bunches in the retarding phase to transfer energy to the TE wave. The Doppler term k||v|| is of the order of the gain width and is small compared to the radiation frequency.
The frequency of a gyrotron is approximately given by the cutoff frequency fcut of the cavity mode [15]:
(5)where χm,n is the nth root of the derivative of the corresponding Bessel function J’m (TEmn mode) and D = 2R0 is the cavity diameter.
Gyrotrons, as fast-wave devices with vph > c, are capable of producing very high-power radiation at cm, mm and sub-mm wavelengths [13, 14], since the use of large cavity and output waveguide cross sections reduces wall losses as well as the danger of breakdown and permits the passage of large, high-power electron beams. In contrast to klystrons, the resonance frequency of a gyrotron cavity is not determined by the characteristic cavity size, but by the strength of the magnetic field (see eqs. 1 and 3). Then, according to eq. (5) for a given frequency, operation in a rotating high-order mode (determined by its eigenvalue χm,n) with low Ohmic attenuation can be selected just by the cavity radius R0. Operation at the qth cyclotron harmonic frequency reduces the required magnetic field for a given frequency by the factor q.
Whether the direction of cavity mode rotation is co- or counter with respect to the electron gyration in the cavity magnetic field depends on the positioning of the annular electron beam. If the electron beam radius Rb for fundamental frequency excitation (q = 1) is chosen as [15]
(6)the generated TEm,n mode is co-rotating (right-hand rotating), and for
(7)it is counter-rotating (left-hand rotation). The corresponding beam radii are a little bit smaller and a little bit larger than the radius of the intensity maximum of the cavity TEm,n mode. In the case of the circular symmetric TE0,n modes both radii are the same and identical with the radius of the maximum of the electric field. There is no mode rotation. In the case of TEm,1 modes, only the co-rotating modes can be excited, since always χm+1,1 > χm,1 (therefore, according to (7): Rb > R0!).
Bunching of electrons in gyro-devices has much in common with that in conventional linear electron beam devices, namely, monotron, klystron, TWT, twystron and BWO [13]. In both cases the primary energy modulation of electrons gives rise to bunching (azimuthal or longitudinal), which is inertial. The bunching continues even after the primary modulation field is switched off (in the drift sections of klystron-type and twystron-type devices). This analogy suggests the correspondence between conventional linear-beam (O-type) devices and various types of gyro-devices. Table 1 presents the schematic drawings of devices of both classes [14].
3. OAM and SAM of rotating gyrotron modes
Helically propagating rotating TEm,n modes in a circular waveguide can be decomposed into a series of cylindrical plane waves, each propagating at the Brillouin angle θB = arcsin(χm,n/kR0) relative to the waveguide axis, where k = 2π/λ is the free-space wavenumber. The requirement of a zero azimuthal electric field at the waveguide wall defines their relative phases. In the geometric optical (g.o.) limit a plane wavefront is represented by one ray. Its transverse location is defined by the requirement that at a particular point of interest the ray direction must coincide with the direction of the Poynting vector of the original TEm,n -mode field distribution. If the point of interest is located at the waveguide wall the ray has the distance
from the waveguide center. Hence if all plane waves are presented by g.o. rays, they form a caustic at the radius Rc. In an unperturbed circular symmetric waveguide the density of the rays along the caustic is uniform [16].
The total angular momentum (TAM) possessed by such a ray (which is tangential to the caustic of the mode) can be expressed as
Therefore,
The ratio between the magnitudes of the TAM JN and the total energy WN of N photons is given by
(11)where ω is the angular frequency of the operating cavity mode, which is close to the cutoff frequency ωcut = cχm,n/R0 in the cylindrical gyrotron cavity section. Therefore follows
This is the result of the photonic (g.o.) approach [16]. Using the time averaged Poynting vector and the expressions of the electric and magnetic fields of rotating TEm,n modes, equation (11) also follows from the EM wave approach for the TAM of a gyrotron cavity mode within a given waveguide volume per time averaged total energy of the EM wave in the same volume [16].
From relation (12), the following features of rotating gyrotron TEm,n modes can be found:
At a given frequency f = ω2π, the TAM increases with increasing azimuthal mode number m, whereas for fixed m it decreases with increasing frequency.
At a given frequency all gyrotron modes with the same azimuthal mode number m have the same TAM (same caustic radius Rc, but different cavity radius R0).
For a given gyrotron cavity radius R0, the TEm,n mode with the largest caustic radius Rc has the highest TAM. This is the co-rotating whispering gallery mode (WGM) TEm,1 with χm,1 ≲ kR0.
Figure 3 shows the analytically calculated amplitude and phase of the time-averaged total electric field of the co-rotating 95 GHz TE6,2 and TE10,1 modes, respectively [17]. In Fig. 4, the experimental phase pattern of the co-rotating 140 GHz TE28,8 mode is plotted (left), generated by a specific low-power mode generator (see Section 5) and measured using a standard rectangular waveguide probe antenna [18]. Along an azimuthal circle, 27 phase spirals can be counted (right). In the center of the pattern the phase is random because the very small Er and Eφ fields.
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Fig. 1 (a) Ray propagation for a rotating wave in a cylindrical gyrotron cavity with consecutive reflections. (b) Set of rays forming a caustic with radius Rc [16]. |
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Fig. 3 Theoretical amplitude (a) and phase (b) of the time-averaged total electric field of the co-rotating 95 GHz modes TE6,2 (left) and TE10,1 (right) (in the Fresnel zone at 10 mm distance from a 20 mm diameter aperture) [17]. The propagation direction is perpendicular to the measured pattern, coming out of the plane. |
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Fig. 4 Low-power (cold) measurement of 140 GHz co-rotating TE28,8 -mode phase pattern (left), taken with a fundamental rectangular waveguide probe for vertical polarization. Along an azimuthal circle, 27 phase spirals can be counted (right) [18]. |
All the phase patterns presented in Figs. 3 and 4 show m-1 phase spirals, which means that the OAM mode number of co-rotating TEm,n-gyrotron modes is l = m-1. The mode number of the TAM is m = l + 1. The SAM with s = 1 has the same sense of rotation as the OAM. For counter-rotating modes the signs are reversed.
Table 1 summarizes the SAM and OAM features of different types of gyrotron TE modes. A special case are the circular symmetric modes (m = 0), where the optimum electron beam radii Rb for excitation of “co- and counter-rotating modes” are identical (radius of electric field maximum, see eqs. 6 an 7). Here m = l + s = 0, with no rotation (l = 0, no OAM), and since the electric field is at each transverse coordinate linearly polarized: s = 0 (no SAM). The circularly polarized TE1,1 mode has s = 1 (RHCP) and l = 0. Circularly polarized (rotating) TE1,n modes (n >1) show a SAM (s = ±1) but have no OAM (l = 0). In the case of whispering gallery modes TEm,1 modes (WGMs) with m > 1, only the co-rotating modes can be excited, since always χm+1,1 > χm,1 (see eq. 7). Co-rotating TEm,n gyrotron modes with m,n >1 have the OAM mode number l = m - 1 (number of phase spirals) and SAM (s = 1), since their electric fields are at each transverse coordinate circularly polarized with the same sense of rotation. For counter-rotating (LHCP) modes the signs are reversed.
From the above considerations follows:
For possible applications of gyro-devices in long-range wireless communication with OAM diversity, the TE2,2 mode is the lowest order OAM mode, carrying the topological charges l = ± 1, depending whether it is co- or counter-rotating with respect to the electron gyration in the cavity magnetic field.
4. Gyrotron orbital angular momentum beam transmitters
Current megawatt-class high-power gyrotrons for electron cyclotron heating, non-inductive current drive, and collective Thomson scattering diagnostics in magnetically confined thermonuclear fusion plasmas are equipped with highly efficient quasi-optical output couplers, which convert the rotating very-high-order TEm,n-cavity mode to a fundamental, linearly polarized Gaussian output beam with transversal tube output window [13–15, 19]. Of course, the output of future gyrotron OAM beam transmitters must not use such output mode converters. In this case, directly the rotating interaction circuit mode should be used as tube output through an axially installed dielectric window [20].
Since propagation of higher-order OAM beams in free space results in large diffraction angles, a mode-conserving, non-linear waveguide diameter up-taper section should be added after the interaction circuit to reduce the Brillouin angle θB of the output wave. In addition, focusing lenses should be installed to reduce beam diffraction.
Several todays Ku/Ka-band 10-to-30-kW-class gyrotrons for various technological and industrial applications operate in a low-order rotating cavity mode, e.g. TE2,2, TE3,2, or TE2,3, which also serves as axial (longitudinal) output mode [13]. Such tubes could be used for high-power OAM techniques. In the early 1990-ties, the Research Center Karlsruhe (FZK, now KIT) and several vacuum electron tube companies performed very successful experiments with 0.5 – 1.0 MW-class axial output gyrotrons. Those operated in the following OAM modes [13]:
84 GHz, 110 GHz and 140 GHz, TE15,2 (VARIAN, now CPI),
110 GHz, TE12,2 and TE22,2 (VARIAN, now CPI),
110 GHz, TE6,4 (THOMSON, now THALES),
120 GHz, TE12,2 and TE22,12 (JAERI, TOSHIBA, now QST, CANON)
140 GHz, TE10,4 and TE28,16 (FZK, now KIT),
165 GHz, TE31,17 (FZK, now KIT).
The output of such gyrotrons could be used for long-range wireless communication with OAM diversity. Provided that the tube is equipped with a triode-type magnetron injection electron gun (MIG) with modulation anode and that it operates with suitable electron beam radius Rb, it may be electronically switched between the co- and counter-rotating cavity modes (right- and left handed OAM) at the same operating frequency. To achieve high frequency stability and a narrow line width, a phase locking system can be utilized to control the electron beam energy. The long-term stability can be guaranteed by a reference clock. The relative width of the frequency spectrum and the frequency stability obtained of a 263 GHz, 100 W gyrotron, operating in the TE5,3 -cavity mode are 4 ∙ 10−12 (approximately 1 Hz line width!) and 10−10, respectively [21].
4.1. KIT 500 kW, 140 GHz TE10,4 mode gyrotron with axial output
This tube was equipped with a non-linear up-taper from the cavity (16.22 mm diameter) to the 70 mm diameter output waveguide which also served as collector. The tube output was through a frequency tunable double-disk FC75 face cooled sapphire window. The measured electronic efficiency of was 31% (without depressed collector) [22]. High-power measurements of the output mode content using a 70 mm diameter wavenumber spectrometer (see Fig. 5) [23] resulted in a purity of the co-rotating TE10,4 output mode of better than 98% (wrong mode content < -17 dB).
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Fig. 5 Measurement of the mode purity of a TE10,4 -mode gyrotron using a wavenumber spectrometer. |
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Fig. 5 Schematic of the 1.7 MW 165 GHz TE31,17-mode gyrotron with coaxial cavity (left), inverse magnetron injection electron gun (right) and axial output through a 100 mm diameter collector waveguide and window [27]. |
4.2. KIT 1.2 MW, 165 GHz TE31,17 mode coaxial-cavity gyrotron with axial output
In coaxial gyrotron cavities the existence of the longitudinally-corrugated inner rod reduces the problems of mode competition and limiting current, thus allowing one to use even higher order modes at 2 MW power level with the same Ohmic attenuation as in 1 MW-class cylindrical cavities [24]. Successful activities on the development of 1.5 – 2 MW short-pulse gyrotrons with coaxial cavities and axial output window were conducted at IAP Nizhny Novgorod (TE28,16 - mode at 140 GHz [25]) and KIT (FZK) Karlsruhe (modes TE28,16 at 140 GHz and TE31,17 at 165 GHz) [24, 26]. In preliminary 1 ms short pulse operation of the 165 GHz tube with R0 =27.38 mm cavity radius and Rb = 9.57 mm electron beam radius, at B = 6.61 T, Vb = 84.8 kV and Ib =52 A, a maximum RF output power in the co-rotating TE31,17-mode (OAM state l = 30) as high as 1.2 MW was achieved with an efficiency of 27 % [27]. In this gyrotron cavity the co-rotating TE90,1 mode at 163.4 GHz would have the highest OAM state number (l = 89). Fig. 6 shows a schematic of this gyrotron in its superconcucting magnet and a photo of the utilized inverse magnetron injection gun (IMIG). For mode purity measurements, an optimized, non-linear taper to a waveguide diameter of 140 mm was installed after the 100 mm diameter output window.
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Fig. 6 Calculated near-field pattern of the non-rotating TE31,17-mode at the up-taper output (140 mm diameter). The caustic radius is Rc = 22.9 mm. |
The calculated near-field pattern of the non-rotating TE31,17-mode at the up-taper output is shown in Fig. 6. In Fig. 7, the corresponding pattern of the calculated rotating mode is plotted, the horizontal polarization (left) and the vertical polarization (right). The complete measured near-field pattern of the rotating mode, recorded at high power using a PVC target plate and an infrared camera, is shown in Fig. 8. The measured high-power far-field pattern of the co-rotating TE31,17-mode is plotted in Fig. 9. A teflon lens at the up-taper output (140 mm diameter), with a focal length of 165 mm, made the far-field transformation. Fig. 10 shows the measured far-field pattern of the co-rotating TE31,17-mode [27], where some counter-rotating mode was generated intentionally by means of reflection at a longitudinal quartz plate on the axis of propagation. In azimuthal direction, 62 intensity maxima and minima can be counted (see also Fig. 6).
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Fig. 7 Calculated near-field pattern of the co-rotating TE31,17-mode (l = 30) at the up-taper output (140 mm diameter). The caustic radius is Rc = 22.9 mm. Horizontal polarization (left), vertical polarization (right). |
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Fig. 8 Measured high-power near-field pattern of the co-rotating 165 GHz TE31,17-mode with OAM state number l = 30 at the up-taper output (140 mm diameter). The caustic radius is Rc = 22.9 mm. |
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Fig. 9 Measured high-power far-field pattern of the co-rotating 165 GHz TE31,17-mode with OAM l = 30. A teflon lens with a focal length of 165 mm at the up-taper output (140 mm diameter) performed the far-field transformation. |
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Fig. 10 Measured high-power far-field pattern of the co-rotating 165 GHz TE31,17-mode, where some counter-rotating mode was intentionally produced by means of reflection at a quartz plate, positioned longitudinally on the axis of propagation [27]. In azimuthal direction, 62 intensity maxima and minima can be counted (see Fig. 6). |
4.3. Gyro-Amplifiers
As shown in Table 1, the family of gyro-devices also consists of different types of amplifiers, the gyro-klystron with a bandwidth < 1%, the gyro-twystron with ≈ 2% bandwidth and the gyro-traveling-wave tube (gyro-TWT) providing ≈ 10% bandwidth [13]. Such amplifiers could be used for long-range wireless communications with OAM diversity. Due to mode competition with absolute instable back-ward waves, mostly very low order modes are employed in the interaction circuits of these amplifiers e.g. TE1,1 or TE01, which cannot be used for OAM applications (see Table 2). Nevertheless, there are a few investigations on higher-order mode devices, as e.g. the 2nd harmonic 31.8 GHz inverted gyro-twystron of NRL Washington D.C. operating in the TE4,2 mode (l = ± 3), with 160 kW output power at 25% efficiency, 33 dB gain, and 1.3% bandwidth [28]. Further investigation on such devices is needed in order to develop broadband amplifiers for OAM communications.
Intensity on axis I0, spin angular momentum (SAM) and orbital angular momentum (OAM) of rotating gyrotron TE modes in circular waveguides.
5. Mode and Helical Wavefront Selective Gyrotron OAM Beam Receivers
Application of rotating high-order OAM gyrotron modes in long-range wireless communication systems requires corresponding mode and helical wavefront sensitive detectors for selective OAM-mode sorting, which are described in the present section. The first needed components are beam splitters with low crosstalk to provide the necessary receiver channels, which are matched to right and left - hand rotation of the utilized OAM modes (de-multiplexer). For a number of x OAM modes, 2x receiver channels with 2x-1 beam splitters are required. Those can be realized in oversized circular waveguide or quasi-optical techniques [29–31], which is also the case for the mode and helical wavefront selective detector channels [32]. At low power levels, in long-range applications, spiral phase plates (SPPs), holographic diffraction gratings, birefringent liquid crystals, spiral reflectors, specific array antennas, and anisotropic frequency selective surfaces (meta-surfaces) [8, 9, 10, 11, 12, 33 and references given there] can be used. In the present report, oversized circular waveguide and quasi-optical techniques are discussed, which can be used at higher power levels.
5.1. OAM selective oversized waveguide detection systems
Oversized waveguide OAM mode sorting and detection systems are based on sequences of periodic perturbed-wall mode converters for rotating modes [34–38]. In overmoded circular waveguides with average radius ao a selective transformation of one specific mode with azimuthal mode index m1 into another mode with azimuthal index m2 can be achieved by means of a periodic helical structure (∆m ∙ φ − ∆β ∙ z = const.) of the inner waveguide wall:
(13)under the condition that the geometric period λw of the wall perturbations and the unperturbed wavenumbers β1 and β2 of the interacting modes have to satisfy the resonance relationship
(15)where λB = λ1λ2 / (λ2-λ1) is the beat wavelength of the two modes. The radial wavenumber of the mode is changed by scattering the incoming wave at the periodic structure of the waveguide wall which acts as a diffraction grating. Fourier integral transformation theory yields the general conclusion, that the length of the mode converter must be at least of the order of λB of the two considered modes. The coherence condition (14) guarantees that the conversion to other unwanted modes, which are also coupled by the waveguide perturbations (same Δm), suffers destructive interference. The requirements for low parasitic mode amplitudes are ±Δβ ≠ β1,2 – βp or ±Δm ≠ m1,2 – mp where βp is the wavenumber and mp the azimuthal mode index of the parasitic mode. Mode transformers consisting of a large number N of geometrical periods create low levels of unwanted parasitic modes but inherently exhibit narrow bandwidth [39].
Here, as an example, the four-step mode conversion series TE12,2 (right-hand rotating) – TE0,6 – TE0,4 – TE0,1 – TE1,0 (standard rectangular w.g.) at 120 GHz and average waveguide radius ao = 8.74 mm (waveguide type designation C120) will be described [36, 38]. Table 3 summarized the geometrical parameters of the helical (corkscrew-type) mode converter of the first-step. It consists of 3 periods, where the first and third sections are equipped with linear perturbation amplitude tapers (see Fig.11). The two-step conversion TE0,6 – TE0,4 – TE0,1 can be done employing highly efficient (98%) circular symmetric, periodically rippled wall mode transducers [40]. Finally, the TE0,1 – TE1,0 (standard rectangular w.g.) conversion can be performed by using adiabatic King-type, Southworth-type or Marié-type transducers [20].
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Fig. 11 Schematic of the right-hand helical, corkscrew-type TE12,2 -to- TE0,6 mode converter wall contour, including linearly tapered input and output sections [36]. |
5.2 OAM selective quasi-optical detection systems
Rotation sensitive quasi-optical OAM mode sorting and detection systems are based on quasi-optical mode converters, as they are used in high-power fusion gyrotrons [32], or on mode generators for rotating higher-order modes [41, 42]. Figure 12 shows the photo of such a mode generator [43]. It consists of a Gaussian mode launching horn antenna, fed by a standard rectangular waveguide, a system of cylindrical lenses for proper beam shaping, a quasi-parabolic cylindrical mirror and a gyrotron-type coaxial cavity with perforated, translucent wall for excitation of the desired high-order mode. The correct sense of rotation is achieved by optimized launching of the microwave beam through the cavity-wall perforation to the caustic radius of the desired rotating mode [18, 44]. Of course, for OAM mode detection, this arrangement would be used the other way round. Careful alignment of such a mode generator system leads to suppression of mode power with the wrong sense of rotation by 23 dB. The highest-order mode, which has been generated using such a system, is the TE40,23 mode at 204 GHz [18].
6. Conclusions
The orbital angular momentum (OAM) of electromagnetic-wave beams provides further diversity to multiplexing in wireless communication. The present paper shows that higher-order mode gyrotron oscillators and gyro-amplifiers are natural sources of very pure high-power high-order OAM millimeter (mm) wave beams. The well-defined total angular momentum (TAM) of rotating gyrotron modes operating close to the cutoff frequency of the cylindrical interaction circuit can be derived by photonic and electromagnetic (EM) wave approaches. Rotating (circularly polarized) TEm,p modes exhibit the TAM mode number m where m = l + 1. Their OAM with mode number (topological charge) l = m – 1 (|l| spirals of the helical phase pattern), and spin angular momentum (SAM) with s = 1 have the same sense of rotation. Such very pure OAM mm-wave beams generated by gyro-devices with axial output in the operating mode of the interaction circuit (no internal mode converter) could be used for long-range wireless communication with OAM diversity. Corresponding mode and helical wavefront sensitive detectors for selective OAM-mode sorting can be realized in oversized circular waveguide or quasi-optical beam waveguide technologies. The rotating TE2,2 mode is the lowest order OAM mode, carrying the topological charges l = ± 1, depending whether it is co- or counter-rotating with respect to the electron gyration in the longitudinal magnetic field of the interaction circuit in the gyro-device.
Acknowledgments
The author wishes to express his deep gratitude to EunMi Choi and Ashwini Sawant from Ulsan National Institute of Science and Technology (UNIST), Ulsan, South Korea, for the fruitful and excellent collaboration in this field of gyrotron OAM modes, starting from his two-month stay in 2015 as Visiting Professor at UNIST. In addition, he would like to thank Dietmar Wagner from Max-Planck-Institute for Plasma Physics, Garching, Germany, for calculating the mode patterns shown in Figures 6 and 7 as well as Stefan Illy and Tobias Ruess, KIT, for very fruitful discussions on rotating gyrotron modes and quasi-optical OAM mode detectors. Finally, the author is very glad to acknowledge the help of Oliver Braz, EnNet GmbH, Wemding, Germany, and Vladimir Malygin, Institute of Applied Physics (IAP) of the Russian Academy of Sciences (RAS), Nizhny Novgorod, Russia, who performed in 1998 the high-power near- and far-field measurements of the rotating gyrotron TE31,17-mode plotted in Figures 8 and 9, working as PhD student, respectively visiting scientist in the Karlsruhe Gyrotron Team. Regrettably, V. Malygin passed away on April 12, 2019.
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All Tables
Intensity on axis I0, spin angular momentum (SAM) and orbital angular momentum (OAM) of rotating gyrotron TE modes in circular waveguides.
All Figures
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Fig. 1 (a) Ray propagation for a rotating wave in a cylindrical gyrotron cavity with consecutive reflections. (b) Set of rays forming a caustic with radius Rc [16]. |
In the text |
![]() |
Fig. 3 Theoretical amplitude (a) and phase (b) of the time-averaged total electric field of the co-rotating 95 GHz modes TE6,2 (left) and TE10,1 (right) (in the Fresnel zone at 10 mm distance from a 20 mm diameter aperture) [17]. The propagation direction is perpendicular to the measured pattern, coming out of the plane. |
In the text |
![]() |
Fig. 4 Low-power (cold) measurement of 140 GHz co-rotating TE28,8 -mode phase pattern (left), taken with a fundamental rectangular waveguide probe for vertical polarization. Along an azimuthal circle, 27 phase spirals can be counted (right) [18]. |
In the text |
![]() |
Fig. 5 Measurement of the mode purity of a TE10,4 -mode gyrotron using a wavenumber spectrometer. |
In the text |
![]() |
Fig. 5 Schematic of the 1.7 MW 165 GHz TE31,17-mode gyrotron with coaxial cavity (left), inverse magnetron injection electron gun (right) and axial output through a 100 mm diameter collector waveguide and window [27]. |
In the text |
![]() |
Fig. 6 Calculated near-field pattern of the non-rotating TE31,17-mode at the up-taper output (140 mm diameter). The caustic radius is Rc = 22.9 mm. |
In the text |
![]() |
Fig. 7 Calculated near-field pattern of the co-rotating TE31,17-mode (l = 30) at the up-taper output (140 mm diameter). The caustic radius is Rc = 22.9 mm. Horizontal polarization (left), vertical polarization (right). |
In the text |
![]() |
Fig. 8 Measured high-power near-field pattern of the co-rotating 165 GHz TE31,17-mode with OAM state number l = 30 at the up-taper output (140 mm diameter). The caustic radius is Rc = 22.9 mm. |
In the text |
![]() |
Fig. 9 Measured high-power far-field pattern of the co-rotating 165 GHz TE31,17-mode with OAM l = 30. A teflon lens with a focal length of 165 mm at the up-taper output (140 mm diameter) performed the far-field transformation. |
In the text |
![]() |
Fig. 10 Measured high-power far-field pattern of the co-rotating 165 GHz TE31,17-mode, where some counter-rotating mode was intentionally produced by means of reflection at a quartz plate, positioned longitudinally on the axis of propagation [27]. In azimuthal direction, 62 intensity maxima and minima can be counted (see Fig. 6). |
In the text |
![]() |
Fig. 11 Schematic of the right-hand helical, corkscrew-type TE12,2 -to- TE0,6 mode converter wall contour, including linearly tapered input and output sections [36]. |
In the text |
![]() |
Fig. 12 Photo of a quasi-optical mode generator for rotating high-order gyrotron-type modes [43]. |
In the text |